Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Aug 2024)
    • CF1 Director (AR) (since 10 May 2024)
    • CF30 Customer (since 10 May 2024)
    • (2)Employed By (since 10 May 2024)
  • Chevening Financial Ltd (no longer approved here)

    FRN 478268

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
    • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (26 Apr 2011 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.