Louise Emma Fitzgerald

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling & Law Group Plc

    FRN 216784

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 21 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2023)
  • HORLOCK HOLDCROFT FINANCIAL CONSULTANTS LIMITED (no longer approved here)

    FRN 515774

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
    • CF30 Customer (9 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.