Michael William Routledge

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Routledge Financial Limited

    FRN 750933

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Dec 2018)
    • CF10 Compliance Oversight (1 Dec 2016 to 6 Dec 2018)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 6 Dec 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (22 Mar 2016 to 30 Nov 2016)
    • CF30 Customer (22 Mar 2016 to 30 Nov 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (22 Mar 2016 to 30 Nov 2016)
  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • CF1 Director (AR) (17 Sep 2012 to 3 Feb 2016)
    • CF11 Money Laundering Reporting (19 Apr 2012 to 10 Dec 2015)
    • CF30 Customer (6 Feb 2012 to 10 Dec 2015)
    • CF1 Director (6 Feb 2012 to 10 Dec 2015)
  • Hilton Sharp & Clarke FS Ltd (no longer approved here)

    FRN 438764

    • Employed By (17 Sep 2012 to 3 Feb 2016)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • CF30 Customer (1 Nov 2007 to 24 Jan 2012)
    • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 20 Jan 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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