Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PEMBROKE FINANCIAL SERVICES LIMITED
FRN 228341
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 19 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 19 Jun 2023)
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- [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
- CF30 Customer (11 Jun 2019 to 8 Dec 2019)
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- (11)Employed By (5 Jan 2016 to 31 Jul 2016)
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- CF30 Customer (18 Jun 2015 to 31 Jul 2016)
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- CF30 Customer (8 Oct 2009 to 3 May 2011)
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- Employed By (10 Jun 2009 to 3 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Wellesley Investment Management Ltd
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controlled function added: (11)Employed By at Wellesley Investment Management Ltd