Mitchell Ford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 May 2024)
    • [FCA CF] Client dealing (since 20 May 2024)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • [FCA CF] Functions requiring qualifications (30 Jan 2024 to 10 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (30 Jan 2024 to 10 Jun 2024)
    • [FCA CF] Client dealing (30 Jan 2024 to 10 Jun 2024)
    • CF30 Customer (15 Jan 2024 to 10 Jun 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (30 May 2023 to 27 Jan 2024)
    • CF30 Customer (2 May 2023 to 27 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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