Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PEMBROKE FINANCIAL SERVICES LIMITED
FRN 228341
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 5 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
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- CF30 Customer (1 Jan 2008 to 31 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.