Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PEMBROKE FINANCIAL SERVICES LIMITED
FRN 228341
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Jul 2024)
- [FCA CF] Client dealing (since 3 Jul 2024)
- [FCA CF] Functions requiring qualifications (25 Jul 2022 to 2 Feb 2023)
- [FCA CF] Client dealing (25 Jul 2022 to 2 Feb 2023)
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- [FCA CF] Client dealing (23 Mar 2023 to 30 Jun 2024)
- [FCA CF] Functions requiring qualifications (23 Mar 2023 to 30 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.