Oculus Wealth Management Limited

Date authorised
2 January 2014
Companies House
08589641
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362
    Web
    https://www.oculuswealth.co.uk

  • Complaints Contact

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Che Daunter

    IRN MCD00005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Dec 2019)
    • CF30 Customer (since 12 Nov 2018)
  • Mark Radford

    IRN MXR01310

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jul 2025)
    • [FCA CF] Client dealing (since 8 Jul 2025)
    • CF1 Director (AR) (since 7 Jul 2025)
    • CF30 Customer (since 7 Jul 2025)
  • Martin Andrew Smart

    IRN MXS00206

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 12 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Oct 2023)
    • CF30 Customer (since 4 Sep 2023)
    • CF1 Director (AR) (since 4 Sep 2023)
  • Martin Bacon

    IRN MXB00009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Sep 2014)
    • CF30 Customer (since 2 Jan 2014)
    • CF1 Director (2 Jan 2014 to 4 Mar 2019)
  • Martyn John Bailey

    IRN MJB00246

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2020)
    • CF30 Customer (since 15 Oct 2020)
    • CF1 Director (AR) (since 15 Oct 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Matthew James Sand

    IRN MXS01613

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Aug 2014)
    • CF30 Customer (since 19 Feb 2014)
  • Matthew Marsden

    IRN MXM01297

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
    • CF30 Customer (since 5 Aug 2024)
    • CF1 Director (AR) (since 5 Aug 2024)
  • Matthew Stuart King

    IRN MSK01029

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 4 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2024)
    • [FCA CF] Client dealing (since 24 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 24 Jul 2024)
    • CF1 Director (AR) (since 11 Jul 2024)
    • CF30 Customer (since 20 May 2024)
  • Max Anderson

    IRN MXA16439

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 21 Aug 2025)
    • CF1 Director (AR) (8 Dec 2020 to 21 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (8 Dec 2020 to 21 Aug 2025)
    • CF30 Customer (8 Dec 2020 to 21 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2025)
  • Michael Andrew Knott

    IRN MAK00012

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 17 Jan 2022)
    • CF30 Customer (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 10 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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