Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management (Hampshire) Limited
FRN 999807
- (1)Employed By (since 23 Oct 2023)
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Dec 2019)
- CF30 Customer (since 12 Nov 2018)
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- (2)Employed By (13 Jun 2023 to 9 Dec 2024)
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- CF30 Customer (1 Nov 2007 to 9 Oct 2018)
- CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.