Martin Andrew Smart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Oct 2023)
    • [FCA CF] Client dealing (since 12 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 12 Oct 2023)
    • CF1 Director (AR) (since 4 Sep 2023)
    • CF30 Customer (since 4 Sep 2023)
  • Oculus Wealth Management (York) Limited

    FRN 1001173

    • (1)Employed By (since 4 Sep 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 22 Sep 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (10 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (19 Dec 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.