Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
- [FCA CF] Client dealing (since 8 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (since 8 Jul 2025)
- CF30 Customer (since 7 Jul 2025)
- CF1 Director (AR) (since 7 Jul 2025)
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Oculus Wealth Management (West London) Limited
FRN 1034718
- (1)Employed By (since 7 Jul 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2025)
- CF30 Customer (11 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Jul 2016)
- CF22 Investment Adviser (Trainee) (23 Oct 2007 to 31 Oct 2007)
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- (5)Employed By (23 Oct 2007 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Jun 2005 to 7 Sep 2007)
- CF22 Investment Adviser (Trainee) (25 Feb 2005 to 1 Jun 2005)
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- CF21 Investment Adviser (14 Jan 2005 to 31 Jan 2005)
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- CF21 Investment Adviser (5 Sep 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (11 Feb 2002 to 5 Sep 2002)
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- CF21 Investment Adviser (5 Sep 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (31 May 2002 to 5 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.