TEMPLAR FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Templar Financial Planning

  55 Loudoun Road

  London

  Camden

  NW8 0DL

  UNITED KINGDOM

  Phone

  +4402076251661

  Web

  https://templargroup.co.uk

• Complaints Contact

  Templar Financial Planning

  55 Loudoun Road

  London

  Camden

  NW8 0DL

  UNITED KINGDOM

  Phone

  +4402076251661

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Charles Marks

  IRN ACM00014

  • CF30 Customer (1 Nov 2007 to 15 Dec 2011)
  • CF1 Director (AR) (29 Oct 2004 to 23 Dec 2011)
  • CF24 Pension Transfer Specialist (29 Oct 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (25 Mar 2004 to 1 Sep 2007)
• Alan Leslie

  IRN AXL00001

  • 21. Advising or arranging (bringing about) equity release transactions
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (AR) (1 Dec 2001 to 10 Feb 2021)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Carolyn Adelaide Stewart

  IRN CAS01139

  • CF22 Investment Adviser (Trainee) (12 Jul 2004 to 4 Aug 2006)
• Charles Norman Wimborne

  IRN CNW01027

  • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
  • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 31 Oct 2007)
• Christopher Mark Hodson

  IRN CMH01139

  • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
  • CF22 Investment Adviser (Trainee) (12 Oct 2007 to 31 Oct 2007)
• Corinne Francelia Sewell

  IRN CFS01039

  • CF30 Customer (22 May 2008 to 15 Dec 2008)
• David Antony Greene

  IRN DAG00007

  • CF1 Director (1 Dec 2001 to 23 Dec 2011)
• David Ravden

  IRN DXR00160

  • CF1 Director (AR) (1 Dec 2001 to 1 Sep 2006)
• Lionel Martin

  IRN LXM00038

  • CF1 Director (1 Dec 2001 to 1 Sep 2006)
  • CF1 Director (AR) (1 Dec 2001 to 1 Sep 2006)
• Mark Andrew James Ventham

  IRN MAV01074

  • [FCA CF] Client dealing (4 Apr 2023 to 28 Feb 2025)
  • [FCA CF] Functions requiring qualifications (4 Apr 2023 to 28 Feb 2025)

• Langley Templar Financial Services Limited (no longer appointed)

  FRN 409150 · Appointed 7 Oct 2004 · Until 20 Sep 2007

• J.H. Hibbert (Life & Pensions) Limited (no longer appointed)

  FRN 400521 · Appointed 30 Apr 2004 · Until 4 Jan 2013

• Templar Financial Services Limited (no longer appointed)

  FRN 192893 · Appointed 30 Apr 2004 · Until 6 Dec 2004

• Robertson Taylor Financial Services Ltd (no longer appointed)

  FRN 200444 · Appointed 24 Apr 2001 · Until 4 Jan 2013

• Templar Creative Ltd (no longer appointed)

  FRN 193037 · Appointed 21 Sep 2000 · Until 22 Jul 2004

• Templar Sport Limited (no longer appointed)

  FRN 179181 · Appointed 1 May 1996 · Until 1 Sep 2006

No changes recorded yet.