Alan Charles Marks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TEMPLAR FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 178554
- CF30 Customer (1 Nov 2007 to 15 Dec 2011)
- CF1 Director (AR) (29 Oct 2004 to 23 Dec 2011)
- CF24 Pension Transfer Specialist (29 Oct 2004 to 31 Oct 2007)
- CF21 Investment Adviser (25 Mar 2004 to 1 Sep 2007)
Templar Sport Limited (no longer approved here)
FRN 179181
- (3)Employed By (31 Oct 2004 to 1 Sep 2006)
Robertson Taylor Financial Services Ltd (no longer approved here)
FRN 200444
- (1)Employed By (31 Oct 2004 to 23 Dec 2011)
Langley Templar Financial Services Limited (no longer approved here)
FRN 409150
- Employed By (31 Oct 2004 to 20 Sep 2007)
Templar Financial Services Limited (no longer approved here)
FRN 192893
- (1)Employed By (3 Oct 2000 to 6 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.