Modern Money Financial Services Limited

• Principal Place of Business

  118B Holland Park Avenue

  London

  W11 4UA

  UNITED KINGDOM

  Phone

  +4402072291615

  Web

  https://www.modernmoney.co.uk

• Complaints Contact

  118B Holland Park Avenue

  London

  W11 4UA

  UNITED KINGDOM

  Phone

  +4402072291615

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan George Crosbie

  IRN AGC00023

  • CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2004)
• David James Watson

  IRN DJW01263

  • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
  • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
• David Stuart Hall

  IRN DSH00016

  • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2002)
• Diane Elizabeth Carr Morris

  IRN DEC00009

  • CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2004)
• Graeme Drummond Lobban

  IRN GDL00016

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2022)
  • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
• Lindsay Randall Edmunds

  IRN LRE01010

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (11 Jun 2018 to 8 Dec 2019)
• Marcus John Paine

  IRN MJP00081

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 11 Oct 2016)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2022)
  • Responsible for Insurance Mediation (26 Oct 2016 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (24 Nov 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Mark Boyd

  IRN MXB00228

  • CF22 Investment Adviser (Trainee) (16 Feb 2006 to 19 May 2007)
• Mark Radford

  IRN MXR01310

  • CF21 Investment Adviser (1 Jun 2005 to 7 Sep 2007)
  • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 1 Jun 2005)
• Martin Adrian King

  IRN MAK00025

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)

• Paul Clarke

  FRN 480213 · Appointed 23 May 2021

• Vanilla Finance (Management) Ltd (no longer appointed)

  FRN 566682 · Appointed 14 Oct 2011 · Until 22 Oct 2015

No changes recorded yet.