Modern Money Financial Services Limited

• Principal Place of Business

  118B Holland Park Avenue

  London

  W11 4UA

  UNITED KINGDOM

  Phone

  +4402072291615

  Web

  https://www.modernmoney.co.uk

• Complaints Contact

  118B Holland Park Avenue

  London

  W11 4UA

  UNITED KINGDOM

  Phone

  +4402072291615

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael John Rackham

  IRN MJR00088

  • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
• Nicola Jane Walther

  IRN NJO01021

  • CF30 Customer (1 Apr 2013 to 30 Sep 2013)
• Paul James Christopher Clarke

  IRN PJC00061

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 17 Aug 2021)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard Andrew Jeans

  IRN RAJ00022

  • CF30 Customer (1 Nov 2007 to 13 Apr 2015)
  • Responsible for Insurance Mediation (14 Jan 2005 to 13 Apr 2015)
  • CF1 Director (1 Dec 2001 to 13 Apr 2015)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 Apr 2015)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Apr 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Richard Walter Whitmarsh

  IRN RWW00029

  • CF21 Investment Adviser (20 Oct 2004 to 28 Sep 2007)
• Stephen Mills

  IRN SGM00008

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (19 Oct 2004 to 31 Oct 2007)

• Paul Clarke

  FRN 480213 · Appointed 23 May 2021

• Vanilla Finance (Management) Ltd (no longer appointed)

  FRN 566682 · Appointed 14 Oct 2011 · Until 22 Oct 2015

No changes recorded yet.