Paul James Christopher Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLYOAKES GROUP LIMITED

    FRN 426166

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jun 2021)
    • CF30 Customer (30 Sep 2016 to 4 Jun 2021)
  • Modern Money Financial Services Limited

    FRN 150571

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 17 Aug 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Clarke

    FRN 480213

    • (1)Employed By (since 17 Aug 2021)
    • (1)Employed By (25 Mar 2008 to 2 Jul 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Aug 2012 to 30 Sep 2016)
  • Sussex Independent & Inv Co Ltd (U687) (no longer approved here)

    FRN 187428

    • (12)Employed By (15 Jun 2000 to 1 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Paul Clarke

  2. controlled function added: (1)Employed By at Paul Clarke