HOLYOAKES GROUP LIMITED

Date authorised
1 April 2013
Companies House
05328832
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holyoakes Group Ltd
    Unit 7
    Sugarbrook Court
    Aston Road
    Bromsgrove
    Worcestershire
    B60 3EX
    UNITED KINGDOM
    Phone
    +4401527576667
    Web
    https://www.holyoakes.co.uk

  • Complaints Contact

    7 Sugarbrook Court
    Aston Road
    Bromsgrove
    Worcs
    B60 3EX
    UNITED KINGDOM
    Phone
    +4401527576667

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on buy to let mortgages and advice on second charge mortgages and advice on personal loans.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Jayne Morales Ojeda

    IRN AJS00180

    • CF30 Customer (1 Oct 2008 to 14 Jun 2012)
  • Andrew Clarke

    IRN AXC01581

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 2 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • CF1 Director (AR) (5 Jan 2021 to 12 Apr 2023)
  • Antony John Flynn

    IRN AJF00010

    • CF30 Customer (16 Dec 2015 to 17 Jun 2016)
  • Bruce Mark Baron

    IRN BMB00005

    • CF1 Director (AR) (14 Aug 2008 to 27 Jul 2022)
    • CF30 Customer (14 Aug 2008 to 28 May 2020)
  • Cara-Ann Turner

    IRN CXP01372

    • CF30 Customer (27 May 2008 to 8 Dec 2011)
  • Christopher Michael Hall

    IRN CMH00025

    • CF30 Customer (since 10 May 2024)
  • Christopher Vandeleur Firminger

    IRN CVF00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • CF1 Director (AR) (2 Aug 2005 to 12 Mar 2021)
    • Responsible for Insurance Mediation (9 Jun 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (9 Jun 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (9 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jun 2005 to 8 Dec 2019)
    • CF1 Director (9 Jun 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jun 2005 to 31 Mar 2009)
  • Clifford Sharman

    IRN CXS01337

    • CF30 Customer (4 Jun 2008 to 20 Dec 2012)
    • CF1 Director (AR) (4 Jun 2008 to 20 Dec 2012)
  • Clive Paul Freeman

    IRN CPF00014

    • CF30 Customer (1 Nov 2007 to 19 Jun 2008)
    • CF1 Director (9 Jun 2005 to 19 Jun 2008)
    • CF21 Investment Adviser (9 Jun 2005 to 31 Oct 2007)
  • Darren Pickersgill

    IRN DXP00118

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 May 2024)
    • CF30 Customer (since 30 May 2024)
    • CF1 Director (AR) (since 30 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 30 May 2024)
    • [FCA CF] Client dealing (since 3 May 2024)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.