Andrew Clarke

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLYOAKES GROUP LIMITED

    FRN 426166

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 2 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • CF1 Director (AR) (5 Jan 2021 to 12 Apr 2023)
  • Corpad Wealth Management Ltd

    FRN 939654

    • Employed By (since 5 Jan 2021)
  • C V Firminger & Co Ltd (no longer approved here)

    FRN 435591

    • Employed By (2 Dec 2020 to 22 Mar 2022)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF22 Investment Adviser (Trainee) (18 Nov 2005 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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