Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • [FCA CF] Client dealing (since 30 Nov 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (24 Mar 2009 to 18 Apr 2011)
  • Clive Freeman (no longer approved here)

    FRN 498145

    • Employed By (24 Mar 2009 to 24 Nov 2020)
  • HOLYOAKES GROUP LIMITED (no longer approved here)

    FRN 426166

    • CF30 Customer (1 Nov 2007 to 19 Jun 2008)
    • CF21 Investment Adviser (9 Jun 2005 to 31 Oct 2007)
    • CF1 Director (9 Jun 2005 to 19 Jun 2008)
  • C V Firminger & Co Ltd (no longer approved here)

    FRN 435591

    • Employed By (27 Mar 2006 to 19 Jun 2008)
  • MF Financial Services Ltd (no longer approved here)

    FRN 221699

    • (2)Employed By (10 Jan 2003 to 19 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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