Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 30 May 2024)
    • CF30 Customer (since 30 May 2024)
    • [FCA CF] Functions requiring qualifications (since 30 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 30 May 2024)
    • [FCA CF] Client dealing (since 3 May 2024)
    • (1)Employed By (since 6 Sep 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (10 Dec 2019 to 2 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 2 Jun 2024)
    • CF1 Director (AR) (6 Sep 2019 to 2 Jun 2024)
    • CF30 Customer (22 Apr 2010 to 2 Jun 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 8 May 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF21 Investment Adviser (13 Jun 2002 to 30 Jun 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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