Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLYOAKES GROUP LIMITED (no longer approved here)

    FRN 426166

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • CF1 Director (AR) (2 Aug 2005 to 12 Mar 2021)
    • CF8 Apportionment and Oversight (9 Jun 2005 to 31 Mar 2009)
    • CF1 Director (9 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jun 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jun 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Jun 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (9 Jun 2005 to 30 Sep 2018)
  • C V Firminger & Co Ltd (no longer approved here)

    FRN 435591

    • Employed By (2 Aug 2005 to 12 Mar 2021)
  • MF Financial Services Ltd (no longer approved here)

    FRN 221699

    • (3)Employed By (20 Jan 2003 to 12 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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