Graeme Drummond Lobban

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTIA WEALTH MANAGEMENT LTD.

    FRN 606279

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2022)
    • [FCA CF] Client dealing (since 13 Oct 2022)
    • CF30 Customer (13 Feb 2014 to 31 Mar 2015)
  • Modern Money Financial Services Limited (no longer approved here)

    FRN 150571

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Oct 2022)
    • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 27 Oct 2009)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2004 to 23 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.