SCOTIA WEALTH MANAGEMENT LTD.

• Principal Place of Business

  36-38 Salamander Street

  Edinburgh

  Midlothian

  EH6 7HZ

  UNITED KINGDOM

  Phone

  +441315554920

  Web

  https://www.scotiawm.co.uk

• Complaints Contact

  36-38 Salamander Street

  Edinburgh

  Midlothian

  EH6 7HZ

  UNITED KINGDOM

  Phone

  +441315554920

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George William Beauchamp

  IRN GWB00010

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2024)
  • CF30 Customer (8 Sep 2015 to 8 Dec 2019)
• Gerard Martin William Forristal

  IRN GXF00115

  • [FCA CF] Functions requiring qualifications (15 Sep 2021 to 26 Jan 2024)
  • [FCA CF] Client dealing (15 Sep 2021 to 26 Jan 2024)
• Graeme Drummond Lobban

  IRN GDL00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Oct 2022)
  • [FCA CF] Client dealing (since 13 Oct 2022)
  • CF30 Customer (13 Feb 2014 to 31 Mar 2015)
• Jack Harrison Smith

  IRN JXS04332

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
  • [FCA CF] Client dealing (since 24 Nov 2025)
• James Andrew Cook

  IRN JXC01174

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 May 2023)
  • [FCA CF] Client dealing (since 23 May 2023)
• James Murray Lawson

  IRN JML00030

  • CF30 Customer (4 Nov 2013 to 29 May 2014)
• Mark David Galloway

  IRN MDG01117

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)
• Nicole Diamond

  IRN NXS02366

  • [FCA CF] Client dealing (13 Jun 2022 to 11 Jul 2022)
  • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 11 Jul 2022)
• Nu-Ya McInnes

  IRN NXM01805

  • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
• Patricia Anne Hofmann

  IRN PAH00039

  • CF30 Customer (2 Sep 2015 to 22 Nov 2017)

No changes recorded yet.