Mark David Galloway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTIA WEALTH MANAGEMENT LTD.

    FRN 606279

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Feb 2017 to 8 Dec 2019)
  • Seven Street Wealth Ltd (no longer approved here)

    FRN 192411

    • CF30 Customer (6 Jun 2016 to 12 Dec 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Jan 2014 to 17 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

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