Nu-Ya McInnes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 29 Dec 2022)
    • CF30 Customer (since 27 Oct 2022)
    • CF30 Customer (31 Jul 2020 to 27 Nov 2020)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (329)Employed By (since 27 Oct 2022)
    • (556)Employed By (28 Aug 2014 to 1 Oct 2015)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (11 Jan 2022 to 28 Dec 2022)
    • [FCA CF] Functions requiring qualifications (11 Jan 2022 to 1 Sep 2022)
    • CF30 Customer (30 Dec 2021 to 28 Dec 2022)
  • SCOTIA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 606279

    • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
  • Ocean Tide (UK) Limited (no longer approved here)

    FRN 592554

    • (2)Employed By (23 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.