Michael Andrew Knott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 17 Jan 2022)
    • CF30 Customer (since 17 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
    • [FCA CF] Client dealing (since 10 Jan 2022)
  • Oculus Wealth Management (Birmingham) Ltd

    FRN 963466

    • (1)Employed By (since 17 Jan 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (1 Nov 2007 to 16 Jul 2010)
    • CF24 Pension Transfer Specialist (13 Nov 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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