Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 18 Sep 2014)
- CF30 Customer (since 2 Jan 2014)
- CF1 Director (2 Jan 2014 to 4 Mar 2019)
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Oculus Wealth Management (Bath) Ltd
FRN 623140
- (1)Employed By (since 18 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
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