Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 4 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 24 Jul 2024)
    • [FCA CF] Client dealing (since 24 Jul 2024)
    • CF1 Director (AR) (since 11 Jul 2024)
    • CF30 Customer (since 20 May 2024)
    • (2)Employed By (since 4 Jun 2024)
  • Oculus Wealth Management (Medway) Ltd (no longer approved here)

    FRN 629238

    • (1)Employed By (20 May 2024 to 4 Jun 2024)
  • EMET FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 773427

    • [FCA CF] Client dealing (4 Aug 2022 to 16 Jul 2024)
    • [FCA CF] Functions requiring qualifications (4 Aug 2022 to 16 Jul 2024)
  • Adventus Partners Ltd (no longer approved here)

    FRN 808740

    • Employed By (7 Jan 2019 to 24 Mar 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (12 Jan 2018 to 23 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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