Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 4 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 24 Jul 2024)
- Appointed representative dealing with clients for which they require qualification (since 24 Jul 2024)
- [FCA CF] Client dealing (since 24 Jul 2024)
- CF1 Director (AR) (since 11 Jul 2024)
- CF30 Customer (since 20 May 2024)
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Oculus Wealth Management (Adventus) Limited
FRN 1013469
- (2)Employed By (since 4 Jun 2024)
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- (1)Employed By (20 May 2024 to 4 Jun 2024)
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- [FCA CF] Client dealing (4 Aug 2022 to 16 Jul 2024)
- [FCA CF] Functions requiring qualifications (4 Aug 2022 to 16 Jul 2024)
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- Employed By (7 Jan 2019 to 24 Mar 2022)
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- CF30 Customer (12 Jan 2018 to 23 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.