Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fortune Chigwende

    IRN FXC01320

    • CF28 Systems and controls (3 Sep 2012 to 1 Apr 2014)
  • Francesca Smith

    IRN FKW01001

    • CF1 Director (30 Jan 2004 to 2 Apr 2009)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2006)
  • Gabriele Stein

    IRN GPS01051

    • [FCA CF] Client dealing (21 May 2020 to 14 Aug 2024)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • George Timothy Michael Steer

    IRN GTS01010

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF1 Director (3 Jul 2002 to 1 Jun 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Gordon Robert Allan

    IRN GRA01032

    • CF29 Significant management (1 Nov 2007 to 13 Oct 2008)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Graham John Kitchen

    IRN GJK01032

    • CF30 Customer (24 Jun 2009 to 10 Jun 2013)
  • Gregor Robert Logan

    IRN GRL01040

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF1 Director (3 Feb 2004 to 2 Apr 2009)
    • CF27 Investment Management (3 Feb 2004 to 31 Oct 2007)
  • Gregory Ohlson

    IRN GXO01195

    • [FCA CF] Client dealing (21 May 2020 to 22 Nov 2022)
  • Gregory William Kerr

    IRN GWK01010

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF27 Investment Management (5 May 2006 to 31 Oct 2007)
  • Guy Charles Desmond De Blonay

    IRN GCD01016

    • CF30 Customer (1 Nov 2007 to 21 Jan 2010)
    • CF1 Director (6 Jun 2005 to 2 Apr 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.