Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF1 Director (3 Feb 2004 to 2 Apr 2009)
    • CF27 Investment Management (3 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.