Gabriele Stein

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nuveen Investment Management International Limited
FRN 141668
- [FCA CF] Client dealing (since 21 May 2020)
- SMF3 Executive Director (25 Aug 2023 to 5 Aug 2025)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- [FCA CF] Client dealing (21 May 2020 to 14 Aug 2024)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
Tishman Speyer Properties UK Limited (no longer approved here)
FRN 563350
- CF30 Customer (2 Jul 2012 to 3 May 2019)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF21 Investment Adviser (29 Mar 2004 to 18 Nov 2006)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF21 Investment Adviser (29 Mar 2004 to 18 Nov 2006)
LaSalle Investment Management (no longer approved here)
FRN 179466
- CF27 Investment Management (1 Dec 2001 to 22 Oct 2003)
- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.