Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Tyser

    IRN HXT01055

    • CF30 Customer (1 Nov 2007 to 17 Mar 2009)
    • CF27 Investment Management (24 Mar 2005 to 31 Oct 2007)
  • Helen Barber

    IRN HLB01023

    • [FCA CF] Client dealing (21 May 2020 to 5 May 2022)
    • CF30 Customer (18 Jun 2018 to 8 Dec 2019)
  • Henry Hollingsworth Dixon

    IRN HHD01003

    • CF30 Customer (1 Nov 2007 to 6 Mar 2008)
    • CF27 Investment Management (12 Aug 2004 to 31 Oct 2007)
  • Hitesh Thakrar

    IRN HXT01040

    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF27 Investment Management (5 Nov 2004 to 31 Oct 2007)
  • Howard John Covington

    IRN HJC01016

    • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
    • CF1 Director (1 Dec 2001 to 2 Apr 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 2 Apr 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Henry Derek Warmerdam

    IRN IHW01005

    • CF30 Customer (3 Jul 2009 to 10 Jun 2013)
  • Jacqueline Alexander Beckett

    IRN JAB01516

    • CF29 Significant management (23 Aug 2011 to 1 Apr 2014)
  • James Edward John Gledhill

    IRN JEG01042

    • CF30 Customer (1 Nov 2007 to 14 Jun 2011)
    • CF1 Director (3 Sep 2002 to 2 Apr 2009)
    • CF27 Investment Management (3 Sep 2002 to 31 Oct 2007)
  • James Leonard Allsopp

    IRN JLA01043

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (22 Oct 2002 to 31 Oct 2007)
  • James Nicholas Barnard Darkins

    IRN JND01014

    • CF3 Chief Executive (2 Apr 2014 to 2 Sep 2015)
    • CF1 Director (7 Apr 2009 to 10 Dec 2015)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.