James Edward John Gledhill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- SMF18 Other Overall Responsibility (14 Feb 2020 to 21 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (8 Sep 2011 to 8 Dec 2019)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (4 Jun 2009 to 14 Jun 2011)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (4 Jun 2009 to 14 Jun 2011)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF30 Customer (1 Nov 2007 to 14 Jun 2011)
- CF1 Director (3 Sep 2002 to 2 Apr 2009)
- CF27 Investment Management (3 Sep 2002 to 31 Oct 2007)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (11 Jan 2002 to 16 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.