Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jupiter Asset Management Limited
FRN 141274
- [FCA CF] Client dealing (since 15 Jun 2021)
- [FCA CF] Manager of certification employee (15 Jun 2021 to 5 Feb 2025)
- [FCA CF] Material risk taker (15 Jun 2021 to 8 Jul 2022)
- CF30 Customer (13 May 2010 to 8 Dec 2019)
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JUPITER INVESTMENT MANAGEMENT LIMITED
FRN 171847
- [FCA CF] Client dealing (since 1 Jan 2021)
- [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 5 Feb 2025)
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- CF30 Customer (9 Jul 2009 to 21 Jan 2010)
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- CF30 Customer (9 Jul 2009 to 21 Jan 2010)
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- CF30 Customer (1 Nov 2007 to 21 Jan 2010)
- CF1 Director (6 Jun 2005 to 2 Apr 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.