Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Priscilla Davies

    IRN PAD01167

    • CF1 Director (11 Jul 2013 to 1 Apr 2014)
  • Rachel Green

    IRN RXG01930

    • [FCA CF] Client dealing (9 Mar 2021 to 16 Jun 2022)
  • Ramsay Mahmoud Nafa

    IRN RMN01047

    • SMF16 Compliance Oversight (29 May 2025 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2020)
    • CF11 Money Laundering Reporting (10 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2017 to 8 Dec 2019)
  • Randy Giraldo

    IRN RXG00464

    • SMF3 Executive Director (since 1 Mar 2024)
    • [FCA CF] Manager of certification employee (since 12 Sep 2023)
  • Ravinder Singh Anand

    IRN RSA01040

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 26 Sep 2008)
  • Raymond John Adderley

    IRN RJA01182

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 May 2016 to 8 Dec 2019)
  • Rebecca Louise Cray

    IRN RLC01061

    • CF11 Money Laundering Reporting (9 Apr 2009 to 28 Jan 2011)
  • Richard David Lewis

    IRN RDL01047

    • CF14 Risk Assessment (1 Dec 2001 to 1 Sep 2002)
  • Richard Hamilton-Grey

    IRN RXH00771

    • [FCA CF] Client dealing (since 12 Aug 2024)
    • [FCA CF] Material risk taker (since 12 Aug 2024)
  • Richard Patrick McNamara

    IRN RPM01040

    • CF1 Director (7 Apr 2014 to 1 Jun 2015)
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Recent activity

Updates to this firm's record on the FCA register.

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