Richard David Lewis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (9 Jun 2016 to 23 Oct 2017)
    • CF30 Customer (1 Nov 2011 to 9 Jun 2016)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (9 Jun 2016 to 14 Dec 2018)
    • CF30 Customer (1 Nov 2011 to 9 Jun 2016)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (9 Jun 2016 to 14 Dec 2018)
    • CF30 Customer (1 Nov 2011 to 9 Jun 2016)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (9 Jun 2016 to 14 Dec 2018)
    • CF30 Customer (1 Nov 2011 to 9 Jun 2016)
  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF1 Director (1 Dec 2001 to 22 Feb 2010)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Sep 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Sep 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF14 Risk Assessment (1 Dec 2001 to 1 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.