Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Feb 2024)
    • [FCA CF] Significant management (since 20 Jul 2023)
    • [FCA CF] Manager of certification employee (since 20 Jul 2023)
    • [FCA CF] Significant management (6 Feb 2022 to 1 Dec 2022)
    • [FCA CF] Manager of certification employee (11 Jan 2021 to 1 Dec 2022)
    • [FCA CF] Material risk taker (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 20 Jul 2023)
    • [FCA CF] Significant management (since 20 Jul 2023)
    • [FCA CF] Significant management (6 Feb 2022 to 1 Dec 2022)
    • [FCA CF] Manager of certification employee (11 Jan 2021 to 1 Dec 2022)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF1 Director (23 Apr 2014 to 31 Jul 2015)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF1 Director (7 Apr 2014 to 1 Jun 2015)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF1 Director (7 Apr 2014 to 1 Jun 2015)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF1 Director (6 Jul 2012 to 10 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.