Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
GAM London Limited
FRN 122330
- [FCA CF] Material risk taker (since 1 Feb 2024)
- [FCA CF] Significant management (since 20 Jul 2023)
- [FCA CF] Manager of certification employee (since 20 Jul 2023)
- [FCA CF] Significant management (6 Feb 2022 to 1 Dec 2022)
- [FCA CF] Manager of certification employee (11 Jan 2021 to 1 Dec 2022)
-
GAM INTERNATIONAL MANAGEMENT LIMITED
FRN 122331
- [FCA CF] Material risk taker (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (since 20 Jul 2023)
- [FCA CF] Significant management (since 20 Jul 2023)
- [FCA CF] Significant management (6 Feb 2022 to 1 Dec 2022)
- [FCA CF] Manager of certification employee (11 Jan 2021 to 1 Dec 2022)
-
- CF1 Director (23 Apr 2014 to 31 Jul 2015)
-
- CF1 Director (7 Apr 2014 to 1 Jun 2015)
-
- CF1 Director (7 Apr 2014 to 1 Jun 2015)
-
- CF1 Director (6 Jul 2012 to 10 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.