Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Peter Pease

    IRN RPP01026

    • CF30 Customer (1 Nov 2007 to 10 Jun 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 28 Jun 2012)
  • Robert MacQueen

    IRN RMM01192

    • [FCA CF] Client dealing (21 May 2020 to 23 Nov 2022)
    • CF30 Customer (1 Oct 2016 to 8 Dec 2019)
  • Robert Mark Jeffree

    IRN RMJ01037

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (4 Sep 2006 to 31 Oct 2007)
  • Robin Hutchison

    IRN RXH23687

    • [FCA CF] Client dealing (since 21 May 2020)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
  • Robin Matthew White

    IRN RMW01068

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF27 Investment Management (28 Sep 2007 to 31 Oct 2007)
  • Roger John Dossett

    IRN RXD01380

    • CF1 Director (13 May 2005 to 30 Sep 2009)
  • Roger Paul Greville

    IRN RPG01015

    • CF1 Director (14 Apr 2009 to 7 Dec 2011)
  • Rowley Mark Thomas Baring

    IRN RMB01124

    • CF30 Customer (2 Mar 2009 to 4 Jul 2011)
  • Rune Sanbeck

    IRN RSN01022

    • CF30 Customer (30 Jul 2018 to 27 Jun 2019)
  • Rupert Francis James Henry Ruvigny

    IRN RFR01020

    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
    • CF11 Money Laundering Reporting (2 Jun 2006 to 2 Apr 2009)
    • CF1 Director (1 Dec 2001 to 2 Apr 2009)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2009)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.