Nuveen Management AIFM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sajid Ramzan
IRN SFR01014
- CF27 Investment Management (17 Mar 2003 to 20 Aug 2004)
Salim Mansoor
IRN SXM04801
- SMF16 Compliance Oversight (since 30 Sep 2025)
Sebastien Gorrec
IRN SXG22838
- CF30 Customer (21 Nov 2019 to 8 Dec 2019)
Shawn Robert Kaufman
IRN SRK01045
- CF30 Customer (9 Jul 2014 to 8 Dec 2019)
Shirley Jill Garrood
IRN SJG01171
- CF1 Director (29 Apr 2009 to 26 Jun 2013)
Shirley Tran
IRN SXT00294
- [FCA CF] Significant management (since 17 Aug 2020)
Simon Geoffrey Akroyd
IRN SGA01022
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF27 Investment Management (27 Jun 2003 to 31 Oct 2007)
Simon George Fendall Burgess
IRN SGB01057
- CF1 Director (1 Dec 2001 to 9 Nov 2007)
Simon John Ward
IRN SJW01196
- CF1 Director (23 Mar 2007 to 2 Apr 2009)
Simon Rowe
IRN SDR01047
- CF30 Customer (1 Nov 2007 to 10 Jun 2013)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.