Nuveen Management AIFM Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
201 Bishopsgate9th FloorLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037278000
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Complaints Contact
201 BishopsgateLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037258321
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sophie Burnell-Nugent
IRN SXB02808
- [FCA CF] Client dealing (8 Dec 2021 to 20 Jan 2023)
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Sophie Emma Lyttelton
IRN SEL01061
- CF27 Investment Management (29 Aug 2003 to 29 Jun 2007)
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Stefan Wundrak
IRN SXW00908
- [FCA CF] Material risk taker (since 3 Jul 2024)
- [FCA CF] Client dealing (since 3 Jul 2024)
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Stephen Francis Thariyan
IRN SFT01009
- CF30 Customer (29 Jun 2009 to 10 Jun 2013)
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Stephen Gawler
IRN SXG00768
- [FCA CF] Material risk taker (since 9 Feb 2024)
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Stephen Victor Peak
IRN SVP01005
- CF30 Customer (24 Jun 2009 to 10 Jun 2013)
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Stephen Whittaker
IRN SXW01225
- CF30 Customer (1 Nov 2007 to 19 Feb 2009)
- CF1 Director (25 Jul 2002 to 19 Feb 2009)
- CF27 Investment Management (25 Jul 2002 to 31 Oct 2007)
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Stephen Wicks
IRN SCW01101
- [FCA CF] Client dealing (25 Jun 2020 to 1 Oct 2025)
- CF30 Customer (8 Nov 2013 to 8 Dec 2019)
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Steven John O'Brien
IRN SJO01033
- CF1 Director (7 Apr 2009 to 30 Jul 2010)
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Stuart John O'Gorman
IRN SJO01037
- CF30 Customer (24 Jun 2009 to 10 Jun 2013)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.