Nuveen Management AIFM Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
201 Bishopsgate9th FloorLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037278000
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Complaints Contact
201 BishopsgateLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037258321
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thierry Haim David Serero
IRN TDS01012
- CF30 Customer (1 Nov 2007 to 1 Oct 2008)
- CF27 Investment Management (4 Apr 2007 to 31 Oct 2007)
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Thomas Christopher Garbutt
IRN TCG01034
- CF1 Director (9 Apr 2014 to 11 Apr 2016)
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Thomas Robert Wicks
IRN TXW01120
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF27 Investment Management (6 Mar 2007 to 31 Oct 2007)
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Timothy David Chesterfield
IRN TDC01011
- CF27 Investment Management (2 Feb 2004 to 16 Jan 2006)
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Timothy James Mather
IRN TJM01126
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF26 Customer Trading (7 May 2003 to 31 Oct 2007)
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Timothy Paul Francis
IRN TPF01009
- CF30 Customer (1 Apr 2014 to 16 Nov 2015)
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Toby Thompson
IRN TRT01014
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF1 Director (22 Feb 2002 to 2 Apr 2009)
- CF27 Investment Management (22 Feb 2002 to 31 Oct 2007)
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Tracey Michelle Hall
IRN TXH01292
- CF10 Compliance Oversight (11 Aug 2016 to 30 Dec 2016)
- CF11 Money Laundering Reporting (11 Aug 2016 to 30 Dec 2016)
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Trevor John Green
IRN TJG01037
- CF30 Customer (26 Jun 2008 to 1 Apr 2011)
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Vona Aghoghovbia-Ezichi
IRN VXA00060
- [FCA CF] Significant management (since 11 Mar 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.