Nuveen Management AIFM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

William Bateman
IRN WXB00076
- [FCA CF] Client dealing (9 Mar 2021 to 22 Nov 2022)
William John Ainley Van De Pette
IRN WJV01018
- CF30 Customer (9 Jan 2012 to 10 Jun 2013)
William Rhys Evans
IRN WRE01013
- [FCA CF] Client dealing (13 Jul 2021 to 20 Aug 2024)
Yves Denize
IRN YXD00035
- [FCA CF] Significant management (since 6 Dec 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.