William John Ainley Van De Pette

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)
FRN 121816
- [FCA CF] Client dealing (19 Apr 2022 to 22 Jun 2023)
- [FCA CF] Material risk taker (19 Apr 2022 to 6 Jan 2023)
- CF30 Customer (21 Oct 2013 to 8 Dec 2019)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (9 Jan 2012 to 30 Sep 2013)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (9 Jan 2012 to 30 Sep 2013)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF30 Customer (9 Jan 2012 to 10 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.