Toby Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • [FCA CF] Client dealing (8 Nov 2019 to 18 Jun 2021)
    • [FCA CF] Functions requiring qualifications (8 Nov 2019 to 18 Jun 2021)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (2 Dec 2011 to 15 Feb 2019)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF1 Director (22 Feb 2002 to 2 Apr 2009)
    • CF27 Investment Management (22 Feb 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.