Stephen Whittaker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Downing LLP (no longer approved here)

    FRN 545025

    • CF30 Customer (26 May 2015 to 24 Jul 2017)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 19 Feb 2009)
    • CF1 Director (25 Jul 2002 to 19 Feb 2009)
    • CF27 Investment Management (25 Jul 2002 to 31 Oct 2007)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • CF27 Investment Management (1 Dec 2001 to 10 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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