Rowley Mark Thomas Baring

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NS PARTNERS LTD (no longer approved here)
FRN 141667
- [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2026)
- CF30 Customer (26 Aug 2009 to 8 Dec 2019)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF30 Customer (2 Mar 2009 to 4 Jul 2011)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF23 Corporate Finance Adviser (10 Sep 2007 to 31 Oct 2007)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF23 Corporate Finance Adviser (1 Sep 2003 to 9 Aug 2006)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.