Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alan Wright

  IRN AXW01090

  • [FCA CF] Significant management (since 28 Nov 2025)
• Aleem Jivraj

  IRN AXJ00452

  • [FCA CF] Significant management (31 Aug 2023 to 31 May 2024)
• Alejandro Bonano

  IRN AXB02392

  • [FCA CF] Material risk taker (23 May 2017 to 18 Jan 2019)
  • [FCA CF] Client dealing (23 May 2017 to 18 Jan 2019)
• Aleksander Gajowniczek

  IRN AJG01320

  • [FCA CF] Significant management (27 Apr 2023 to 20 Feb 2024)
  • [FCA CF] Material risk taker (27 Nov 2019 to 20 Feb 2024)
  • [FCA CF] Client dealing (31 May 2018 to 20 Feb 2024)
  • [FCA CF] Manager of certification employee (31 May 2018 to 20 Feb 2024)
• Aleksander Vladimirov Ganchev

  IRN AVG01012

  • [FCA CF] Client dealing (since 19 Mar 2026)
• Alessandro Maurelli

  IRN AXM03525

  • [FCA CF] Manager of certification employee (since 12 Feb 2025)
  • [FCA CF] Client dealing (since 6 Dec 2022)
  • [FCA CF] Material risk taker (31 Jan 2023 to 5 Nov 2024)
  • [FCA CF] Client dealing (1 Nov 2016 to 30 Aug 2019)
  • CF30 Customer (17 Apr 2013 to 6 Mar 2016)
• Alex Braun

  IRN AXB02864

  • [FCA CF] Client dealing (9 May 2018 to 16 Mar 2019)
• Alex Liu

  IRN AXL01681

  • [FCA CF] Material risk taker (since 7 Jul 2023)
  • [FCA CF] Client dealing (since 30 Nov 2022)
• Alexander Childs

  IRN ASC01119

  • [FCA CF] Client dealing (2 Jul 2018 to 2 Oct 2019)
• Alexander Georg Frederick Loosley

  IRN AGL01021

  • [FCA CF] Material risk taker (19 Oct 2023 to 3 Sep 2024)
  • [FCA CF] Client dealing (7 Jul 2023 to 3 Sep 2024)
  • [FCA CF] Manager of certification employee (7 Jul 2023 to 3 Sep 2024)

No changes recorded yet.