Alexander Georg Frederick Loosley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (19 Oct 2023 to 3 Sep 2024)
    • [FCA CF] Client dealing (7 Jul 2023 to 3 Sep 2024)
    • [FCA CF] Manager of certification employee (7 Jul 2023 to 3 Sep 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (19 Oct 2023 to 3 Sep 2024)
    • [FCA CF] Client dealing (7 Jul 2023 to 3 Sep 2024)
    • [FCA CF] Manager of certification employee (7 Jul 2023 to 3 Sep 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (30 Aug 2017 to 18 Jun 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Jun 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 18 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Jun 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jun 2023)
    • CF30 Customer (16 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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