Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 19 Mar 2026)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 19 Mar 2026)
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- [FCA CF] Material risk taker (23 Aug 2023 to 12 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2023 to 12 Feb 2025)
- [FCA CF] Manager of certification employee (12 Feb 2020 to 12 Feb 2025)
- [FCA CF] Algorithmic trading (7 Sep 2016 to 12 Feb 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2025)
- CF30 Customer (28 Apr 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.