Alex Braun

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (11 Jul 2019 to 22 Jan 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (19 Oct 2018 to 16 Mar 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 16 Mar 2019)
    • CF30 Customer (12 Feb 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (9 May 2018 to 16 Mar 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2011 to 27 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.